Life Approved Ethics

• Advocis/The Institute – Ethics Knowing the Code of Professional Conduct * – Approved for 1 ethic hour
• Advocis/The Institute – Practice Development: Fine Tuning your Financial Advisory Practice – Approved for 1 ethic hour
• Anti‐Money Laundering & Terrorist Financing (2014) * – Approved for 1 ethic hour
• APA Building a Protected Practice – Approved for 1.5 ethic hours
• APA Claims Process Presentation – Approved for 1.5 ethic hours
• APA Cyber and Privacy Policy – Approved for 2 ethic hours
• APA E&O Insurance: Questions and Answers – Approved for 1 ethic hour
• APA Introduction to E&O for Ethical Advisors – Approved for 1.5 ethic hours
• APA Navigating a Claim – Approved for 1.5 ethic hours
• APA Road Map to Selecting the Right E&O Coverage Protection – Approved for 1.5 ethic hours
• APA The Challenge of Documenting Nothing – Approved for 1.5 ethic hours
• Avoiding Big Mistakes – Approved for 1 ethic hour
• Building Client Trust and Deepening Relationships Through Higher Standards- approved for 1 ethic hour
• Compliance & Regulation – a scourge to our business or an opportunity - Approved for 1 ethic hour
• Compliance Toolkit: Fact‐Finding and the Know‐Your‐Client Rule – Approved for 1 ethic hour
• Compliance Toolkit: Know‐Your‐Product and Suitability – Approved for 2 ethic hours
• Compliance Toolkit: Marketing and Communications – Approved for 2 ethic hours
• Critical Illness – Product Design Marketing – Approved for 2 ethic hours
• Development (Getting Established) – Approved for 1 ethic hour
• Disability Insurance – Determining the Benefits – Approved for 2 ethic hours
• Disability Insurance – Examining Risk – Approved for 1 ethic hour
• Disability Insurance – Needs Analysis – Approved for 1 ethic hour
• Disability Insurance – Policy Provisions – Approved for 2 ethic hours
• Disability Insurance – Small Business Owners – Approved for 1 ethic hour
• Disability Insurance – Underwriting and Claims – Approved for 1 ethic hour
• Disability Insurance – Wage Loss Replacement – Approved for 1 ethic hour
• Ellen Bessner Podcasts: Advisor at Risk and Closing the Communication Gap – Approved for 1 ethic hour
• Ethics and Professional Standards: Approved for 3 ethic hours
• Ethics and Social Media – Approved for 2 ethic hours
• Financial Planning Profession and Financial Services Industry Regulation – Approved for 2 ethic hours
• Getting Established – Approved for 11 ethic hours
• Insurance Needs Analysis – Approved for 6 ethic hours
• Insurance Taxation – Approved for 1 ethic hour
• Introduction to Segregated Funds – Approved for 2 ethic hours
• Lessons From the Regulator: How to Keep Your Business Beyond Reproach – Approved for 1 ethic hour
• Life Insurance Professional Certificate- 2 ethic hours 
• Life Insurance Products – Approved for 1 ethic hour
• Long Term Care – Caring for Older Adult – Approved for 2 ethic hours
• Long Term Care – Needs Analysis for Seniors – Approved for 3 ethic hours
• Long Term Care – Planning Techniques for Seniors – Approved for 2 ethic hours
• Making Choices: Ethics & Professional Responsibility in Practice (self study) – Approved for 1 ethic hour
• Making Choices: Ethics & Professional Responsibility in Practice (class) – Approved for 1.5 ethic hours
• Making Choices II: Ethics & Professional Responsibility in Practice (self study) – Approved for 1 ethic hour
• Making Choices II: Ethics & Professional Responsibility in Practice (class) – Approved for 1.5 ethic hours
• Making Choices III: Ethics & Professional Responsibility in Practice – Approved for 1 ethic hour
• Mental Health and the Financial Advice Relationship – Approved for 1 ethic hour
• Practice Development: Fine Tuning your Financial Advisory Practice - Approved for 1 ethic hour 
• Protecting Your Practice – Regulatory Risk Management – Approved for 2 ethic hours
• Regulatory Affairs Symposium 2017 – Approved for 1 ethic hour
• Regulatory Affairs Symposium 2018 – Approved for 1 ethic hour
• Regulatory Affairs Symposium 2018 – Half Day – Approved for 1 ethic hour
• Regulatory Affairs Symposium 2019 – Approved for 1 ethic hour
• Regulatory Affairs Symposium 2023 - Approved for 2 ethic hours
• Symposium 2014 ‐ Segment 1 Regulations and the Financial Consumer Agency of Canada (FCAC) – Approved for 1 ethic hour
• Symposium 2014 ‐ Segment 2 International Approaches to Advisor Professionalism – Approved for 1 ethic hour
• Symposium 2019 – Reducing the Regulatory Burden – Approved for 1 ethic hour
• Symposium 2022- Advocis Regulatory Affairs Symposium 2022 - Approved 1.5 ethics hours
• Symposium 2023 -  Advocis Regulatory Affairs Symposium 2023 - Approved for 2 ethic hour
• Tax Advantage Retirement Plans – Approved for 2 ethic hour
• Tech Taskforce Podcast – Approved for 1 ethic hour
• The National Do Not Call List – What You Need to Know * – Approved for 1 ethic hour
• The Power of Diversity and Inclusion Workshop – Approved for 1 ethic hour
• The Underwriting Process – Approved for 1.5 ethic hours
• The Value of E&O Insurance- Approved for 1 ethic hour 
• Understanding Your Responsibility- Approved for 1 ethic hour
• Update 2014 Self‐Study: Business Valuation Principles – Approved for 1 ethic hour
• Update 2014 Self‐Study: Small Business Owners Personal Planning Updates – Approved for 1 ethic hour
• Update 2014 The Financial Advisors and Planners Professional Practices Review – Seminar – Approved for 1 ethic hour
• Update 2015 Financial Advisors & Professional Practices Review – Seminar – Approved for 1 ethic hour
• Update 2015 Financial Planning for Seniors (self‐study) – Approved for 1 ethic hour
• Update 2015 Legal Issues: Senior’s Financial Abuse & Capacity (self‐study) – Approved for 1.5 ethic hours
• Update 2015 Protecting Senior Investors (self‐study) – Approved for 1 ethic hour
• Update 2016: Insurance and Trusts. New Tax Rules. New Opportunities – Approved for 1 ethic hour
• Update 2017: Estate Transition – Approved for 1 ethic hour
• Update 2019: From Vulnerability to Viability – Approved for 1 ethic hour
• Update 2019: Advanced Learning Module: Senior Clients‐insights on undue influence – Approved for 1 ethic hour
• Update 2021: Open to the Future – Approved for 1 ethic hour
• Update 2021: Building an Inclusive Practice – Approved for 1 ethic hour
• Update 2022: Purposeful Planning – Approved for 1 ethic hour
• Update 2024: Empowering Financial Solutions Seminar – Approved for 1 ethic hour
• Update 2025: Building Strong Financial Foundations – Approved for 1 ethic hour
• Working with Senior Clients – Transcript – Approved for 1 ethic hour

* Advocis Members Only

Licensees wishing to utilize these courses are asked to contact: 
Bus 1.877.773.6765
Register online www.advocis.ca 

Ethics Course – Approved for 3 ethics hours

Licensees wishing to utilize this course are asked to contact

Thomas Holland
Bus 770.763.1797
Tom.holland@assurant.com 

• Addressing Conflicts of Interest – Approved for 1 ethic hour
• AML In Real Life- Approved for 1 ethic hour 
• Capacity Concerns – Approved for 1 ethic hour
• Ethics Case Studies Volume 1 – Approved for 1 ethic hour
• Ethics in Group Benefits – Approved for 1 ethic hour
• Everyone needs a plan - Aprroved for 1 ethic hour
• Managing Financial Windfalls – Approved for 1 ethic hour
• Optimizing the Engagement Process – 1 ethic hour
• Stress Testing the Financial Plan – 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Maria Nguyen, BComm
Bus 877.934.5577
Maria@businesscareercollege.com 

Retail – CE Ethics Course – Approved for 3 ethics hours

Licensees wishing to utilize this course are asked to contact

CSI Customer Support
customer_support@csi.ca 

Ethics Course – Approved for 3 ethics hours

Licensees wishing to utilize this course are asked to contact

Dave Ebert
Bus 306.934.6060 or 306.242.8705
Dave@lifelinebrokers.com 

• Ethics at Work – Approved for 1 ethic hour
• Ethics for Institute Members – Approved for 1 ethic hour
• Finding the Fit: Suitability and Professional Responsibility – Approved for 3 ethics hours
• Professional Responsibility and Seniors: Advisor Guidance for Ethical Practice – Approved 3 ethics hours
• Red Flags of Unethical Conduct – Approved for 1 ethic hour
• Setting the Moral Compass: Professional Responsibility for Financial Advisors – Approved for 2 ethics hours
• Sound Business Practices for Life Agents to Stay Compliant – Approved for 2 ethics hours
• The Principle of Fairness: Applied Ethics for Financial Advisors – Approved for 2 ethics hours
• Why Ethics Matter- Approved for 3 ethics hours 

Licensees wishing to utilize these courses are asked to contact

Tap Salmi
Bus 855.711.4646 or 905.731.4646
tap@clifece.ca 

• Compliance, Ethics and Privacy Training – Approved for 3 ethics hours
• 2017 Annual Compliance Training Course – Approved for 2 ethics hours
• 2018 Annual Compliance Training – Approved for 2 ethics hours
• 2019 Annual Compliance Training – Approved for 2 ethics hours
• 2020 Annual Compliance Training – Approved for 2 ethics hours
• 2021 Annual Compliance Training – Approved for 2 ethics hours

Licensees wishing to utilize these courses are asked to contact

Roger McCullagh
Director of Training and Continuing Education – Western Canada
6711 Mississauga Road, Suite 706
Mississauga ON
Bus 289.998.2015 Cell 289.795.5779
Roger.mccullagh@ca.combined.com

Combined Insurance Company of America

Angela Pearce
Trainer/Assistant to AVP of Training, Product Development & Translation
6711 Mississauga Road, Suite 706
Mississauga ON
Angela.pearce@ca.combined.com

• 2020 Anti‐Money laundering & Anti‐Terrorist Financing – Approved for 1 ethic hour
• 2020 What Makes Your Office Compliant & Audit Ready – Approved for 1 ethic hour
• 2020 Privacy, Do you know your obligations? – Approved for 1 ethic hour
• 2020 Client Compliant Handling – Approved for 1 ethic hour
• 2020 Conflict of Interest – Approved for 1 ethic hour
• 2021 Anti‐Money laundering & Anti‐Terrorist Financing – Approved for 1 ethic hour
• 2021 What Makes Your Office Compliant & Audit Ready – Approved for 1 ethic hour
• 2021 Privacy, Do you know your obligations? – Approved for 1 ethic hour
• 2021 Client Compliant Handling – Approved for 1 ethic hour
• 2021 Conflict of Interest – Approved for 1 ethic hour
• Placed Business: Policy Approved, Now What- Approved for 2 ethic hours

Licensees wishing to utilize these courses are asked to contact

Devin Murphy
Bus 403.520.0010 x 3707
devin.murphy@financialhorizons.com

Ethics and Business Continuity ‐ Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Rod Burylo, CIM, FCSI
Bus 403.605.7136
rodburylo@gmail.com

Ethics and Professional Practice ‐ Approved for 3 ethics hours

Licensees wishing to utilize this course are asked to contact

Carol Euraoba
carol@greatwayfinancial.com

• A Matter of Trust – Approved for 1 ethic hour
• Character, Integrity, and Professional Relationships – Approved for 1.5 ethics hours
• The Trusted Advisor: Communication Strategy to Develop Trust and Demonstrate Ethics – Approved for 1 ethic hour
• Success with Ethics – Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Nancy Allan
Bus 888.654.3333 or 905.279.2727
allan@ifbc.ca

• Annual Compliance Training – Approved for 1 ethics hour
• Ethical Practices in Financial Planning – Approved for 1.5 ethics hour
• Protecting the Financial Wellbeing of Vulnerable Clients – Approved for 1 ethics hour 
• Protecting Clients from Financial Abuse Series– Approved for 1 ethics hour 

• Ethical Theory & Conduct in the Insurance Industry: Ethics Defined & Practical Foundations – Approved for 1 ethic hour
• Ethical Theory & Conduct in the Insurance Industry: The Ethical Agent – Approved for 2 ethics hours
• Ethical Theory & Conduct in the Insurance Industry: The Ethical Agent Case Examples – Approved for 1 ethic hour
•  Guidance of Fair Treatment of Customers - Approved for 2 ethic hour
• Life Ethics in the Insurance Industry Part 1 – Approved for 1 ethic hour
• Life Ethics in the Insurance Industry Part 2 – Approved for 1 ethic hour
• Life Ethics in the Insurance Industry Part 3 – Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Bus 1.800.404.2211
info@ilscorp.com

• 2020 Compliance Top Ten Issues – Approved for 1 ethic hour
• 2020 Anti‐Money Laundering and Anti‐Terrorist Financing – Approved for 1 ethic hour
• 2021 Anti‐Money Laundering and Anti‐Terrorist Financial – Approved for 1 ethic hour
• A guide to verifying a person's identity – Approved for 1 ethic hour
• Accessibility training for advisors- Approved for 1 ethic hour
• Account Take Over -Approved for 1 ethic hour
• Advisor Code of Conduct – Approved for 1 ethic hour

• A guide to verifying a person's identity - Approved for 1 ethic hour 

• A Guide to Identity Verification – Approved for 1 ethic hour
• AML/ATF Training Supplement for Manulife Wealth US Registered Advisors – Approved for 0.5 ethic hours
• Anti-Money Laundering and Anti-terrorist Financing – Approved for 1 ethic hour
• Anti‐Money Laundering and Anti‐Terrorist Financing Laws and Regulations for Life Insurance Advisors – Approved for 1 ethic hour
• Beneficiary Designations – Important Information Advisors Should Understand – Approved for 1 ethic hour
• Canadian Anti‐Spam Legislation (CASL) – What it means for Advisors – Approved for 1 ethic hour
• Client Focused Reforms, Turning regulations into a competitive advantage – Approved for 1 ethic hour
• Client Focused Reforms (CFR) Refresher Training - Approved for 1 ethic hour
• Compliance Hot Topics: Mitigate the Danger to Your Practice – Approved for 1 ethic hour
• Compliance Manual: Training - Approved for 2 ethic hours 
• Complying with Advisor Disclosure Requirements and Needs Based Selling– Approved for 1 ethic hour
• Complying with Anti‐Money Laundering Guidelines– Approved for 1 ethic hour
• Complying with Compliance Regime – Approved for 2 ethics hours
• Complying with Privacy Guidelines– Approved for 1 ethic hour
• Conflict of Interest – Approved for 1 ethic hour
• Cyber Risk Management, Threats and Mitigations – Approved for 1 ethic hour
• Cybersecurity Fundamentals (Mitigating the risk in your business) – Approved for 1 ethic hour
• Fair Treatment of Customers –How the fair treatment principles affect our industry- Approved for 1 ethic hour
• Fair Treatment of Customers – Approved for 1 ethic hour
• How to Protect Your Client’s Privacy – Approved for 1 ethic hour
• Lessons Learned From Selling Your Business – Approved for 1 ethic hour
• Market Conduct Advisor Resources - Business Practices Policies- Approved 1 ethic hour
• Manulife Wealth Conflict of Interest Training - Approved 1 ethic hour
• Note taking and records management – Approved for 1 ethic hour
• Serving Clients Through Needs‐Based Sales Practices – Approved for 1 ethic hour
• Telemarketing Policy – Approved for 0.5 ethic hours
• The Rising Tide of Compliance – Approved for 1 ethic hour
• Tips and Tricks for a More Compliant Office – Approved for 1 ethic hour
• Trafficking, Viaticals and Life Settlements- Approved  for 1 ethic hour
• Verifying the identity of legal entities- Approved 1 ethic hour 
• Working With Leverage – Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

ce_centre@manulife.com
Repsource.ca

• 2020 Professional Responsibility ‐Approved for 2 ethics hours
• 2021 Professional Responsibility –Approved for 2 ethics hours
• 2022 Professional Responsibility -Approved for 1 ethics hour
• 2023 Professional Responsibility -Approved for 1 ethics hour
• 2024 Professional Responsibility - Approved for 1 ethics hour
• Client Counselling- Approved for 1 ethics hour
• Ethics Course for ICS Licensees –Approved for 1 ethics hour
• Ethics Course for Insurance Licensees- Approved for 1 ethics hour

Licensees wishing to utilize this course are asked to contact

Ryan
ryan@monkeycredits.ca

Ethics and Professional Standards for Life Insurance ‐ Approved for 3 ethics hours

Licensees wishing to utilize this course are asked to contact

Jack Wong
info@pnclearning.com

• Crossing the Ethical Line - Approved for 1 ethics hour
• Ethics and the Financial Services Professional – Approved for 3 ethics hours
• Ethics and the Mature Market- Approved for 2 ethics hours
• Maintaining Ethical Decision Making & Behaviour with Your Clients – Approved for 1 ethics hour
• Money Laundering Self‐Study Course – Approved for 2 ethics hours
• Real World Application in Practice – Ethics, Rules of Conduct & Practice Standards – Approved for 2 ethics hours

Licensees wishing to utilize this course are asked to contact

Alex Nicholson
VP Education
Pro‐Seminars Ltd.
Suite 203, 4438 Ontario Street
Beamsville ON L0R 1B5
Bus 855.882.3427
alex@pro‐seminars.com 

Adam Wyrcimaga
Co-President
Pro‐Seminars Ltd.
Suite 203, 4438 Ontario Street
Beamsville ON L0R 1B5
Bus 877.524.7121

• Code of Conduct ‐ Approved for 1 ethic hour
• Combating Money Laundering & Terrorist Financing ‐ Approved for 1 ethic hour
• Compliance & Market Conduct ‐ Approved for 1 ethic hour
• Fundamentals of Privacy and Security – Approved for 1 ethic hour

Licensees wishing to utilize these courses are asked to contact

Rose Jereza
Senior Continuing Education Specialist
RBC Insurance
6880 Financial Drive, Tower 1
Mississauga ON L5N 7Y5
Bus 905.606.4238
Rose.jereza@rbc.com

*Course availability restricted to RBC employees

Ethics in the Insurance Marketplace – Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Kate Rehnquist
Success Continuing Education Marketing & International CE Coordinator
2 Corporate Plaza Drive, Suite 100
Newport Beach, CA 92660
Bus 949.706.9453 x122
Fax 888.409.7787
kate@successce.com

Licensees wishing to utilize these courses are asked to contact the email/contact person directly below each course.

Course availability restricted to Sun Life agents
Making Transparency Easy for You – Approved for 1 ethic hour

SLFISI@sunlife.com

• 2016 Compliance – Approved for 1.5 ethics hours
• 2017 Compliance – Approved for 2 ethics hours
• 2017 Sales Congress‐Dealer Initiatives for Supervision – Approved for 1 ethic hour
• 2018 Compliance – Approved for 2 ethics hours
• 2019 Compliance – Approved for 2 ethics hours
• 2020 Compliance – Approved for 2 ethics hours
• 2021 Compliance – Approved for 2 ethics hours
• 2022 Compliance - Approved for 3 ethics hours
• 2023 Compliance - Approved for 2 ethics hours
• 2024 Compliance - Approved for 2 ethics hour
• 2025 Compliance - Approved for 1 ethics hour 
• Beyond the Basics: The Importance of Detailed and Compliant Client Notes – Approved for 1 ethic hour
• Financial Crime Awareness 2016‐2017 – Approved for 1 ethic hour
• Financial Crime Awareness 2018‐2019 – Approved for 1 ethic hour
• Financial Crime Awareness 2020‐2021 – Approved for 1 ethic hour
• Insurance Compliance Manual - Approved for 1 ethic hour
• Know Your Product: Preparing for Client Focused Reforms – Approved for 1 ethic hour
• The Art of Needs Based Selling: Ensuring Suitability - Approved for 1 ethic hour
• The Importance of Detailed and Compliant Client Notes -Approved for 1 ethic hour

ce.credits@sunlife.com

Course availability restricted to Sun Life and 3rd party audience
The Client Relationship Model Phase 2 (2016) ‐ Approved for 1.5 ethics hours

Course availability restricted to 3rd party audience
The Client Relationship Model Phase 2 (2015) ‐ Approved for 1 ethic hour

Course availability restricted to 3rd party audience
Your Client File – Approved for 1 ethic hour

• Client Focused Reforms – Approved for 1 ethic hour
• Ethics and Client Capacity ‐ Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Shannon Roithmeier

547-482-5325

shannon.roithmeier@canadalife.com

• Privacy & Meaningful Consent - Approved for 1 ethic hour

Licensees wishing to utilize this course are asked to contact

Katrina Hueging, CAIB, CPIB, Bus Admin

191 Braodway 

Winnipeg MB R3C 3P1

khueging@wawanesa.com

• Ethics in Canada – Approved for 2 ethics hours
• Ethics in Insurance- Approved for 3 ethics hours 
• Remaining Ethical in Insurance – Approved for 3 ethics hours
• Required Life & Health Ethics – Approved for 3 ethics hours
• Understanding E&O Insurance - Approved for 3 ethics hours 

Licensees wishing to utilize this course are asked to contact

Cassandra Jenkins
cassie@uiece.com