Life Approved Ethics
Approved Ethics Courses for Life and Accident & Sickness and Accident & Sickness licensees
- Knowing the Code of Professional Conduct – Approved for 1 ethic hour
- APA Building a Protected Practice – Approved for 1.5 ethic hours
- APA Cyber and Privacy Policy – Approved for 1.5 ethic hours
- APA Road Map to Selecting the Right E&O Coverage Protection – Approved for 1.5 ethic hours
- APA The Challenge of Documenting Nothing – Approved for 1.5 ethic hours
- Bad to Worse : Advisor Mistakes in the Claims Process - Approved for 1.5 ethic hours
- Building a Protected Practice- Approved for 1.5 ethic hours
- Compliance Toolkit: Know Your Client and Fact Finding – Approved for 2 ethics hour
- Compliance Toolkit: Know-Your-Product and Suitability – Approved for 2 ethic hours
- Compliance Toolkit: Marketing and Communications – Approved for 2 ethic hours
- Cyber and Privacy Liability - Approved for 1 ethics hour
- Ethics and Social Media – Approved for 2 ethic hours
- Financial Planning Profession and Financial Services Industry Regulation – Approved for 2 ethic hours
- Long Term Care – Caring for Older Adult – Approved for 1 ethic hours
- Long Term Care – Planning Techniques for Seniors – Approved for 2 ethic hours
- Making Choices: Ethics & Professional Responsibility in Practice (self study) – Approved for 1 ethics hour
- Making Choices: Ethics & Professional Responsibility in Practice (class) – Approved for 1 ethic hours
- Making Choices II: Ethics & Professional Responsibility in Practice (self study) – Approved for 1 ethics hour
- Making Choices II: Ethics & Professional Responsibility in Practice (class) – Approved for 1 ethic hours
- Making Choices III: Ethics & Professional Responsibility in Practice – Approved for 1 ethics hour
- Mental Health and the Financial Advice Relationship – Approved for 1 ethics hour
- Practice Development: Fine Tuning your Financial Advisory Practice - Approved for 1 ethic hour
- Selecting the Right E&O Protection- Approved for 1.5 ethic hours
- The Challenge of Documenting Nothing- Approved for 1.5 ethics hour
- The Value of E&O Insurance- Approved for 1 ethics hour
- Working with Senior Clients – Transcript – Approved for 1 ethics hour
Licensees wishing to utilize these courses are asked to contact:
Bus 1.877.773.6765
Register online www.advocis.ca
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Anti-Money Laundering and Anti-Terrorist Financing Training for Staff – Approved for 1 ethic hour
Licensees wishing to utilize these courses are asked to contact
- Addressing Conflicts of Interest – Approved for 1 ethic hour
- S04E26 - AML In Real Life- Approved for 1 ethic hour
- S02E01 - Capacity Concerns – Approved for 1 ethic hour
- Ethics Case Studies Volume 1 – Approved for 1 ethic hour
- Ethics in Group Benefits – Approved for 1 ethic hour
- Everybody needs a plan - Approved for 1 ethic hour
- Optimizing the Engagement Process – 1 ethic hour
- Stress Testing the Financial Plan (Live) – 1 ethic hour
- How Applying Saskatchewan's Agent Code of Conduct Leads to Better Client Outcomes - Approved for 3 ethics hours
Licensees wishing to utilize this course are asked to contact
Bus 877.934.5577
support@businesscareercollege.com
- 2021 Anti‐Money laundering & Anti‐Terrorist Financing – Approved for 1 ethic hour
- 2021 What Makes Your Office Compliant & Audit Ready – Approved for 1 ethic hour
- 2021 Privacy, Do you know your obligations? – Approved for 1 ethic hour
- 2021 Conflict of Interest – Approved for 1 ethic hour
Licensees wishing to utilize these courses are asked to contact
Compliance at Financial Horizons
- Annual Compliance Training 2025-2026- Approved for 1 ethics hour
- Ethical Practices in Financial Planning – Approved for 1.5 ethics hour
- Protecting the Financial Wellbeing of Vulnerable Clients – Approved for 1 ethics hour
- Protecting Clients from Financial Abuse Series– Approved for 1 ethics hour
Licensees wishing to utilize these courses are asked to contact
- Ethical Theory & Conduct in the Insurance Industry: Ethics Defined & Practical Foundations – Approved for 1 ethic hour
- Ethical Theory & Conduct in the Insurance Industry: The Ethical Agent – Approved for 2 ethics hours
- Ethical Theory & Conduct in the Insurance Industry: The Ethical Agent Case Examples – Approved for 1 ethic hour
- Guidance of Fair Treatment of Customers - Approved for 2 ethic hour
- Life Ethics in the Insurance Industry Part 1 – Approved for 1 ethic hour
- Life Ethics in the Insurance Industry Part 2 – Approved for 1 ethic hour
- Life Ethics in the Insurance Industry Part 3 – Approved for 1 ethic hour
Licensees wishing to utilize this course are asked to contact
Bus 1.800.404.2211
info@ilscorp.com
- Accessibility training for advisors- Approved for 1 ethic hour
- Account Take Over -Approved for 1 ethic hour
- Advisor Code of Conduct – Approved for 1 ethic hour
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A guide to verifying a person's identity - Approved for 1 ethic hour
- A Guide to Identity Verification – Approved for 1 ethic hour
- AML/ATF Training Supplement for Manulife Wealth US Registered Advisors – Approved for 0.5 ethic hours
- Client Focused Reforms (CFR) Refresher Training - Approved for 1 ethic hour
- Compliance Manual: Training - Approved for 2 ethic hours
- Conflict of Interest – Approved for 1 ethic hour
- Fair Treatment of Customers – Approved for 1 ethic hour
- Manulife Wealth Conflict of Interest Training - Approved 1 ethic hour
- Telemarketing Policy Essentials : Compliance and Best Practices - Approved for 1 ethic hour
- The Rising Tide of Compliance – Approved for 1 ethic hour
- Trafficking, Viaticals and Life Settlements - Approved for 1 ethic hour
Licensees wishing to utilize this course are asked to contact
ce_centre@manulife.com
Repsource.ca
- 2026 Professional Responsibility - Approved for 1 ethic hour
- Client Counselling- Approved for 1 ethics hour
- Ethics Course for Insurance Licensees- Approved for 1 ethics hour
Licensees wishing to utilize this course are asked to contact
- Ethics and Professional Standards for Life Insurance - Approved for 3 Ethic hours
Licensees wishing to utilize this course are asked to contact
- Canadian Travel Insurance: Regulations, Coverage & Advisor Obligations- Approved for 4 Ethics hours
- Crossing the Ethical Line - Approved for 1 ethics hour
- Ethical Sales Practice in Disability Insurance: Avoiding Misrepresentation & Replacement- Approved for 5 Ethics hours
- Ethics and the Financial Services Professional – Approved for 3 ethics hours
- Ethics and the Mature Market- Approved for 2 ethics hours
- Maintaining Ethical Decision Making & Behaviour with Your Clients – Approved for 1 Ethics hour
- Money Laundering Self‐Study Course – Approved for 2 Ethics hours
- Real World Application in Practice – Ethics, Rules of Conduct & Practice Standards – Approved for 2 Ethics hours
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Senior Fraud & Financial Exploitation- Approved for 2 Ethics hours.
- The Ethical Planner: Avoiding Misrepresentation in Financial & Estate Advice- Approved for 4.5 Ethics hours
Licensees wishing to utilize this course are asked to contact
Alex Nicholson
VP Education
Pro‐Seminars Ltd.
Suite 203, 4438 Ontario Street
Beamsville ON L0R 1B5
Bus 855.882.3427
alex@pro‐seminars.com
Adam Wyrcimaga
Co-President
Pro‐Seminars Ltd.
Suite 203, 4438 Ontario Street
Beamsville ON L0R 1B5
Bus 877.524.7121
- Code of Conduct ‐ Approved for 1 ethic hour
- Combating Money Laundering & Terrorist Financing ‐ Approved for 1 ethic hour
- Compliance & Market Conduct ‐ Approved for 1 ethic hour
- Fundamentals of Privacy and Security – Approved for 1 ethic hour
Licensees wishing to utilize these courses are asked to contact
Rose Jereza
Senior Continuing Education Specialist
RBC Insurance
6880 Financial Drive, Tower 1
Mississauga ON L5N 7Y5
Bus 905.606.4238
Rose.jereza@rbc.com
*Course availability restricted to RBC employees
Canada - Ethics in the Insurance Marketplace – Approved for 1 ethic hour
Licensees wishing to utilize this course are asked to contact
Patti Cooley
patti@successce.com
Lizbeth Rodriguez – Assistant Coordinator
Success Continuing Education Marketing & International CE Coordinator
2 Corporate Plaza Drive, Suite 100
Newport Beach, CA 92660
Bus 949.706.9453 x122
Fax 888.409.7787
- 2026 Compliance - Approved for 3 ethics hours
- Beyond the Basics: The Importance of Detailed and Compliant Client Notes – Approved for 1 ethic hour
- Insurance Compliance Manual - Approved for 1 ethic hour
- Introduction to Mutual Fund Compliance- Approved for 3 ethics hours
- Know Your Client (KYC) and Advisor Notes- Workshop- Approved for 2 ethic hours
- Meeting our Compliance Program Requirements – Approved for 1 ethic hour
- Navigating the Regulatory Rapids : staying afloat in Wealth - Approved for 1 ethic hours
Licensees wishing to utilize these courses are asked to contact
*Course availability restricted to Sun Life agents
- Client Focused Reforms – Approved for 1 ethic hour
- Compliance Refresh: Anti-Money Laundering and Maintaining a Compliant Practice- Approved for 1.5 ethics hours
- Ethics and Client Capacity: How to care for clients and protect your practice. ‐ Approved for 1 ethic hour
Licensees wishing to utilize this course are asked to contact
Shannon Roithmeier
547-482-5325
- Privacy & Meaningful Consent - Approved for 1 ethic hour
Licensees wishing to utilize this course are asked to contact
- Ethics in Insurance- Approved for 3 ethics hours
- Ethics and Professional Responsibility in Annuity Sales - Approved for 3 ethics hours
- Insurance, Estates, and Ethics in Canada- Approved for 3 ethics hours
- Once Upon a Claim in Canada - Approved for 3 ethics hours
- Remaining Ethical in Insurance – Approved for 3 ethics hours
- Understanding E&O Insurance - Approved for 3 ethics hours
Licensees wishing to utilize this course are asked to contact
Cassandra Jenkins
cassie@uiece.com
- Navigating Ethical Dilemmas in Client Relations - Approved for 1.5 Ethics hours
Licensees wishing to utilize this course are asked to contact
Caroline Alvarez